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Sequences

At a Glance

Why This Chapter Matters

Both appearances are in Section A Q1 (compulsory, 10 marks), so these questions are answered under time pressure with no choice. The 2017 question is a clean drill of the Monotone Convergence Theorem on a single recursive sequence — the most tested technique for sequences in UPSC. The 2016 question is harder: two coupled mean-recursion sequences that require induction on a four-term chain and then a limit-equalisation argument. Mastering both templates gives reliable 10-mark scores on any recursive-sequence question.

Minimum Theory

Monotone Convergence Theorem (MCT). A sequence (xn)(x_n) of real numbers converges if it is (i) monotone (increasing or decreasing) and (ii) bounded (above if increasing, below if decreasing). An increasing bounded sequence converges to its supremum; a decreasing bounded sequence converges to its infimum.

Standard proof skeleton for a recursive sequence xn+1=g(xn)x_{n+1} = g(x_n). (1) Prove xnx_n lies in some interval [a,b][a, b] by induction (boundedness). (2) Prove xn+1xnx_{n+1} - x_n has constant sign by induction (monotonicity). (3) Apply MCT to get limit LL. (4) Pass to the limit in L=g(L)L = g(L) (using continuity of gg) and solve for LL. (5) Discard any extraneous root using the bounds from step (1).

Nested sequences and mean inequalities. For positive x<yx < y, GM(x,y)=xy(x,y)\mathrm{GM}(x,y) = \sqrt{xy} \in (x,y) and HM(x,y)=2/(1/x+1/y)(x,y)\mathrm{HM}(x,y) = 2/(1/x+1/y) \in (x,y). Coupled recursions built on GM and HM produce interlaced, monotone sequences that converge to a common limit, identified by passing to the limit in the product relation.

Left: a monotone increasing bounded sequence converging to \sup (horizontal dashed line). Right: two interlaced sequences x_n \nearrow L and y_n \searrow L forming nested intervals; the common limit is located by passing to the limit in the product relation x_n^2 = x_{n-1} y_{n-1}.

Question Archetypes

ArchetypeRecognition
monotone-convergencesingle recursive sequence xn+1=g(xn)x_{n+1} = g(x_n); prove convergence
nested-sequencestwo coupled sequences defined by mean recursions; prove nesting and common limit

monotone-convergence (1 question; 2017)

Recognition Cues — A single recursion of the form xn+1=g(xn)x_{n+1} = g(x_n) with an explicit starting value. The question says “show convergent” without naming the limit — you must prove it exists first. Any explicit root or bound in gg (e.g., +20\sqrt{\cdot + 20}, a fixed point near 55) is a hint for the boundedness argument.

Solution Template

  1. Positivity / well-definedness: show xn>0x_n > 0 (or stays in the natural domain) by induction.
  2. Find the fixed points LL satisfying L=g(L)L = g(L); these suggest the natural bound.
  3. Boundedness by induction: show xn<Lx_n < L^* (the admissible fixed point) for all nn.
  4. Monotonicity: compare xn+12x_{n+1}^2 to xn2x_n^2 (or use xn+1xnx_{n+1} - x_n directly), factor, and use the bound from step 3 to determine the sign.
  5. Apply MCT: bounded monotone sequence \Rightarrow convergent; let L=limxnL = \lim x_n.
  6. Find LL: pass to the limit in L=g(L)L = g(L), solve, discard inadmissible roots by the positivity / sign constraints.

Worked Example

2017 Paper 2, 2017-P2-Q1a (10 marks)

Let x1=2x_1 = 2 and xn+1=xn+20x_{n+1} = \sqrt{x_n + 20}, n=1,2,3,n = 1, 2, 3, \ldots. Show that the sequence x1,x2,x3,x_1, x_2, x_3, \ldots is convergent.

Step 1 — Positivity. x1=2>0x_1 = 2 > 0. If xn>0x_n > 0 then xn+20>0x_n + 20 > 0, so xn+1=xn+20>0x_{n+1} = \sqrt{x_n + 20} > 0. By induction xn>0x_n > 0 for all nn.

Step 2 — Bounded above by 55. Claim xn<5x_n < 5 for all nn. Base: x1=2<5x_1 = 2 < 5. Inductive step: if xn<5x_n < 5 then

xn+1=xn+20<5+20=25=5.x_{n+1} = \sqrt{x_n + 20} < \sqrt{5 + 20} = \sqrt{25} = 5.

Step 3 — Strictly increasing. For 0<xn<50 < x_n < 5, compare squares:

xn+12xn2=(xn+20)xn2=(xn2xn20)=(xn5)(xn+4).x_{n+1}^2 - x_n^2 = (x_n + 20) - x_n^2 = -(x_n^2 - x_n - 20) = -(x_n - 5)(x_n + 4).

Since xn<5x_n < 5, we have xn5<0x_n - 5 < 0 and xn+4>0x_n + 4 > 0, so the product is negative and

xn+12xn2=(xn5)(xn+4)>0    xn+1>xn.x_{n+1}^2 - x_n^2 = -(x_n - 5)(x_n + 4) > 0 \implies x_{n+1} > x_n.

Step 4 — Apply MCT and find the limit. (xn)(x_n) is increasing and bounded above by 55, so by the Monotone Convergence Theorem it converges to some L5L \le 5. Since xnx1=2x_n \ge x_1 = 2, we have L2L \ge 2. Taking limits in xn+1=xn+20x_{n+1} = \sqrt{x_n + 20}:

L=L+20    L2=L+20    (L5)(L+4)=0.L = \sqrt{L + 20} \implies L^2 = L + 20 \implies (L-5)(L+4) = 0.

So L=5L = 5 or L=4L = -4. Since L2>0L \ge 2 > 0, discard L=4L = -4.

(xn) converges and limnxn=5.\boxed{(x_n) \text{ converges and } \lim_{n \to \infty} x_n = 5.}

Common Traps


nested-sequences (1 question; 2016)

Recognition Cues — Two sequences defined by coupled mean-type recursions (e.g., GM and HM of the previous pair). The question asks to prove a four-term chain inequality xn1<xn<yn<yn1x_{n-1} < x_n < y_n < y_{n-1} and then deduce a common limit. The key inequalities are GM or HM strictly between the two terms.

Solution Template

  1. Establish positivity of all terms by induction.
  2. State the inductive hypothesis P(n):xn<ynP(n): x_n < y_n. Prove the base case.
  3. In the inductive step, prove the four sub-inequalities (i) xn1<xnx_{n-1} < x_n, (ii) yn<yn1y_n < y_{n-1}, (iii) xn<ynx_n < y_n; establish the hinge xn<yn1x_n < y_{n-1} early as it is reused in both (ii) and (iii).
  4. Apply MCT: (xn)(x_n) increasing and bounded above (by y1y_1); (yn)(y_n) decreasing and bounded below (by x1x_1). Both converge.
  5. Equate the limits: pass to the limit in the product relation (e.g., xn2=xn1yn1x_n^2 = x_{n-1} y_{n-1}) to get a2=aba^2 = ab; cancel a>0a > 0 to obtain a=ba = b.
  6. Locate the common limit using the strict bounds x1<L<y1x_1 < L < y_1.

Worked Example

2016 Paper 2, 2016-P2-Q1c (10 marks)

Two sequences {xn}\{x_n\} and {yn}\{y_n\} are defined inductively: x1=12x_1 = \tfrac{1}{2}, y1=1y_1 = 1, xn=xn1yn1x_n = \sqrt{x_{n-1} y_{n-1}}, and 1yn=12 ⁣(1xn+1yn1)\tfrac{1}{y_n} = \tfrac{1}{2}\!\left(\tfrac{1}{x_n} + \tfrac{1}{y_{n-1}}\right) for n2n \ge 2. Prove xn1<xn<yn<yn1x_{n-1} < x_n < y_n < y_{n-1} and deduce both sequences converge to the same limit ll with 12<l<1\tfrac{1}{2} < l < 1.

Step 1 — Positivity. x1,y1>0x_1, y_1 > 0. If xn1,yn1>0x_{n-1}, y_{n-1} > 0 then xn=xn1yn1>0x_n = \sqrt{x_{n-1} y_{n-1}} > 0 and 1/yn1/y_n is a positive average of positives, so yn>0y_n > 0. By induction all terms are positive.

Step 2 — Inductive proof of the chain; hypothesis P(n):xn<ynP(n): x_n < y_n.

Base P(1)P(1): x1=12<1=y1x_1 = \tfrac{1}{2} < 1 = y_1. Assume P(n1):xn1<yn1P(n-1): x_{n-1} < y_{n-1} with both positive.

(i) xn1<xnx_{n-1} < x_n. xn=xn1yn1>xn12=xn1x_n = \sqrt{x_{n-1} y_{n-1}} > \sqrt{x_{n-1}^2} = x_{n-1} since yn1>xn1y_{n-1} > x_{n-1}.

(Hinge) xn<yn1x_n < y_{n-1}. xn=xn1yn1<yn12=yn1x_n = \sqrt{x_{n-1} y_{n-1}} < \sqrt{y_{n-1}^2} = y_{n-1}, i.e., xn<yn1x_n < y_{n-1}.

(ii) yn<yn1y_n < y_{n-1}. From the hinge, 1/xn>1/yn11/x_n > 1/y_{n-1}, so

1yn=12 ⁣(1xn+1yn1)>122yn1=1yn1    yn<yn1.\frac{1}{y_n} = \frac{1}{2}\!\left(\frac{1}{x_n} + \frac{1}{y_{n-1}}\right) > \frac{1}{2}\cdot \frac{2}{y_{n-1}} = \frac{1}{y_{n-1}} \implies y_n < y_{n-1}.

(iii) xn<ynx_n < y_n (proves P(n)P(n)). yny_n is the harmonic mean of xnx_n and yn1y_{n-1}; since xn<yn1x_n < y_{n-1} (hinge), the HM lies strictly between them:

1yn=12 ⁣(1xn+1yn1)<122xn=1xn    yn>xn.\frac{1}{y_n} = \frac{1}{2}\!\left(\frac{1}{x_n} + \frac{1}{y_{n-1}}\right) < \frac{1}{2}\cdot\frac{2}{x_n} = \frac{1}{x_n} \implies y_n > x_n.

xn1<xn<yn<yn1(n=2,3,4,).\boxed{x_{n-1} < x_n < y_n < y_{n-1} \quad (n = 2, 3, 4, \ldots).}

Step 3 — Convergence.

(xn)(x_n) is strictly increasing and bounded above by y1=1y_1 = 1 (since xn<yn<<y1x_n < y_n < \cdots < y_1). By MCT, xnax_n \to a. (yn)(y_n) is strictly decreasing and bounded below by x1=12x_1 = \tfrac{1}{2}. By MCT, ynby_n \to b.

Step 4 — Common limit.

Pass to the limit in xn2=xn1yn1x_n^2 = x_{n-1} y_{n-1}:

a2=limxn2=limxn1yn1=ab.a^2 = \lim x_n^2 = \lim x_{n-1} y_{n-1} = a \cdot b.

Since ax1=12>0a \ge x_1 = \tfrac{1}{2} > 0, cancel aa: a=ba = b. Call the common value ll.

Step 5 — Locate ll.

(xn)(x_n) strictly increases from x1=12x_1 = \tfrac{1}{2}, so l>12l > \tfrac{1}{2}. (yn)(y_n) strictly decreases from y1=1y_1 = 1, so l<1l < 1.

xnl,ynl,12<l<1.\boxed{x_n \to l, \quad y_n \to l, \qquad \tfrac{1}{2} < l < 1.}

Common Traps

Marks-Aware Writing

10-mark answer (monotone-convergence): Include all four steps — positivity (brief), boundedness (induction), monotonicity (sign of xn+12xn2x_{n+1}^2 - x_n^2), apply MCT then solve L2=L+20L^2 = L + 20, discard L=4L = -4. Each step needs one or two lines of algebra.

10-mark answer (nested-sequences): The induction is the bulk. Set up the hypothesis clearly, prove the base case, then in the inductive step establish the hinge xn<yn1x_n < y_{n-1} before attempting (ii) or (iii). The limit argument (equating a=ba = b via the product relation) is the second major piece and must use MCT by name.

Practice Set

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