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UPSC 2015 Maths Optional Paper 1 Q2c — Step-by-Step Solution

12 marks · Section A

Eigenvalues and eigenvectors · Linear Algebra · asked 9× in 13 yrs · Read the full method →

Question

Find the eigen values and eigen vectors of the matrix:

A=[113151311].A=\begin{bmatrix}1 & 1 & 3\\ 1 & 5 & 1\\ 3 & 1 & 1\end{bmatrix}.

Technique

Direct expansion of det(AλI)\det(A-\lambda I); integer-root search; back-solve (AλI)x=0(A-\lambda I)x=0 for each eigenvalue.

Solution

Note. AA is symmetric (real), so eigenvalues are real and there is an orthogonal basis of eigenvectors. The trace is 77, the determinant we compute below.

Step 1 — Characteristic polynomial

p(λ)=det(AλI)=det(1λ1315λ1311λ).p(\lambda)=\det(A-\lambda I)=\det\begin{pmatrix}1-\lambda & 1 & 3\\ 1 & 5-\lambda & 1\\ 3 & 1 & 1-\lambda\end{pmatrix}.

Expand along row 1:

(1λ)[(5λ)(1λ)1]1[(1λ)3]+3[13(5λ)].(1-\lambda)\bigl[(5-\lambda)(1-\lambda)-1\bigr]-1\bigl[(1-\lambda)-3\bigr]+3\bigl[1-3(5-\lambda)\bigr].

Compute each bracket:

So

p(λ)=(1λ)(λ26λ+4)(λ2)+3(3λ14).p(\lambda)=(1-\lambda)(\lambda^2-6\lambda+4)-(-\lambda-2)+3(3\lambda-14). =(1λ)(λ26λ+4)+λ+2+9λ42=(1-\lambda)(\lambda^2-6\lambda+4)+\lambda+2+9\lambda-42 =(1λ)(λ26λ+4)+10λ40.=(1-\lambda)(\lambda^2-6\lambda+4)+10\lambda-40.

Expand (1λ)(λ26λ+4)=λ26λ+4λ3+6λ24λ=λ3+7λ210λ+4(1-\lambda)(\lambda^2-6\lambda+4)=\lambda^2-6\lambda+4-\lambda^3+6\lambda^2-4\lambda=-\lambda^3+7\lambda^2-10\lambda+4.

Add 10λ4010\lambda-40: p(λ)=λ3+7λ210λ+4+10λ40=λ3+7λ236p(\lambda)=-\lambda^3+7\lambda^2-10\lambda+4+10\lambda-40=-\lambda^3+7\lambda^2-36.

So p(λ)=λ3+7λ236p(\lambda)=-\lambda^3+7\lambda^2-36, or equivalently λ37λ2+36=0\lambda^3-7\lambda^2+36=0.

Step 2 — Solve λ37λ2+36=0\lambda^3-7\lambda^2+36=0

Try integer roots dividing 3636: ±1,±2,±3,±4,±6,\pm 1,\pm 2,\pm 3,\pm 4,\pm 6,\dots.

λ=2\lambda=-2: 828+36=0-8-28+36=0 ✓.

Factor: λ37λ2+36=(λ+2)(λ29λ+18)=(λ+2)(λ3)(λ6)\lambda^3-7\lambda^2+36=(\lambda+2)(\lambda^2-9\lambda+18)=(\lambda+2)(\lambda-3)(\lambda-6).

Eigenvalues: λ=2,  3,  6\lambda=-2,\;3,\;6. (Trace =2+3+6=7=-2+3+6=7 ✓; product =236=36=-2\cdot 3\cdot 6=-36, and detA\det A should equal (36)=36-(-36)=36.)

Check determinant directly: detA=1(51)1(13)+3(115)=4+242=36\det A=1(5-1)-1(1-3)+3(1-15)=4+2-42=-36. But eigenvalue product is 36-36, and the standard relation is detA=λi\det A=\prod\lambda_i. So detA=36\det A=-36 ✓.

Step 3 — Eigenvector for λ=2\lambda=-2

(A+2I)x=0(A+2I)x=0: (313171313)x=0\begin{pmatrix}3 & 1 & 3\\ 1 & 7 & 1\\ 3 & 1 & 3\end{pmatrix}x=0.

Row 3 = Row 1, drop. From 3x+y+3z=03x+y+3z=0 and x+7y+z=0x+7y+z=0. Subtract 3×(2)3\times(2) from (1)(1): 3x+y+3z3x21y3z=020y=0y=03x+y+3z-3x-21y-3z=0\Rightarrow -20y=0\Rightarrow y=0. Then 3x+3z=0z=x3x+3z=0\Rightarrow z=-x.

Eigenvector: v1=(1,0,1)v_1=(1,0,-1).

Step 4 — Eigenvector for λ=3\lambda=3

(A3I)x=0(A-3I)x=0: (213121312)x=0\begin{pmatrix}-2 & 1 & 3\\ 1 & 2 & 1\\ 3 & 1 & -2\end{pmatrix}x=0.

Try R1+R3R_1+R_3: (1,2,1)x=0(1,2,1)x=0 — same as R2R_2! So rows 1 and 3 sum to R2R_2; two independent equations: 2x+y+3z=0-2x+y+3z=0 and x+2y+z=0x+2y+z=0.

From (2): x=2yzx=-2y-z. Sub into (1): 2(2yz)+y+3z=04y+2z+y+3z=05y+5z=0y=z-2(-2y-z)+y+3z=0\Rightarrow 4y+2z+y+3z=0\Rightarrow 5y+5z=0\Rightarrow y=-z.

Then x=2(z)z=2zz=zx=-2(-z)-z=2z-z=z. So (x,y,z)=(z,z,z)=z(1,1,1)(x,y,z)=(z,-z,z)=z(1,-1,1).

Eigenvector: v2=(1,1,1)v_2=(1,-1,1).

Step 5 — Eigenvector for λ=6\lambda=6

(A6I)x=0(A-6I)x=0: (513111315)x=0\begin{pmatrix}-5 & 1 & 3\\ 1 & -1 & 1\\ 3 & 1 & -5\end{pmatrix}x=0.

From R2R_2: xy+z=0x-y+z=0, so y=x+zy=x+z. Sub into R1R_1: 5x+x+z+3z=04x+4z=0z=x-5x+x+z+3z=0\Rightarrow -4x+4z=0\Rightarrow z=x. Then y=2xy=2x.

Eigenvector: v3=(1,2,1)v_3=(1,2,1).

Step 6 — Verify orthogonality (since AA is symmetric)

Summary

Answer

  λ1=2,  v1=(1,0,1);λ2=3,  v2=(1,1,1);λ3=6,  v3=(1,2,1).  \boxed{\;\lambda_1=-2,\;v_1=(1,0,-1);\quad\lambda_2=3,\;v_2=(1,-1,1);\quad\lambda_3=6,\;v_3=(1,2,1).\;}
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